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Pass the SIE 4.0 ASAP!
GETTING STARTED
Welcome Video (My Story) (5:42)
Course Objectives (3:37)
Join our GroupMe & Text List!
Print Your SIE 4.0 Course Workbook
The Licensing Process & Intro to the SIE (22:10)
***Ultimate Study Plan + SCHEDULE YOUR TEST*** (2:14)
Optional: Attend a Live Zoom Class for FREE !
*** WEEK 1 ***
UNIT 1: EQUITY SECURITIES (Lesson) (70:50)
_____UNIT 1: Quiz with Tammy_____ (46:57)
_____Kaplan Tutorial - Part 1: Logging in & QBanks____
_____UNIT 1: Quiz on your Own (OPEN BOOK)
UNIT 1: Checkpoint Exam (CLOSED BOOK)
UNIT 2: OTHER TYPES OF EQUITIES & CORPORATE ACTIONS (Lesson) (24:05)
_____Unit 2: Quiz with Tammy_____ (27:18)
_____UNIT 2: Quiz on your Own (OPEN BOOK)
UNIT 2: Checkpoint Exam (CLOSED BOOK)
UNIT 3 DEBT SECURITIES (Lesson) (86:41)
_____UNIT 3: Quiz with Tammy_____ (47:53)
_____UNIT 3: Quiz on your Own (OPEN BOOK)
UNIT 3: Checkpoint Exam (CLOSED BOOK)
UNIT 4: INVESTMENT COMPANIES (Lesson) (90:29)
_____UNIT 4: Quiz with Tammy_____ (36:56)
_____UNIT 4: Quiz on your Own (OPEN BOOK)
UNIT 4: Checkpoint Exam (CLOSED BOOK)
UNITS 1-4: QBank "Previously Incorrect" (OPEN-ish BOOK)
*** WEEK 2 ***
UNIT 5: OPTIONS - (Lesson) (44:19)
_____UNIT 5: Quiz with Tammy_____ (36:48)
_____UNIT 5: Quiz on your Own (OPEN BOOK)
UNIT 5: Checkpoint Exam (CLOSED BOOK)
UNIT 6: OTHER INVESTMENT TYPES - (Lesson) (22:34)
_____UNIT 6: Quiz with Tammy_____ (21:58)
_____UNIT 6: Quiz on your Own (OPEN BOOK)
UNIT 6: Checkpoint Exam (CLOSED BOOK)
UNIT 7: ISSUING SECURITIES/ PRIMARY MARKET (Lesson) (70:11)
_____UNIT 7: Quiz with Tammy_____ (42:51)
_____UNIT 7: Quiz on your Own (OPEN BOOK)
UNIT 7: Checkpoint Exam (CLOSED BOOK)
UNIT 8: TRADING SECURITIES / SECONDARY MARKET (Lesson) (70:51)
_____UNIT 8: Quiz with Tammy_____ (77:59)
_____UNIT 8: Quiz on your Own (OPEN BOOK)
UNIT 8: Checkpoint Exam (CLOSED BOOK)
UNITS 5-8: QBank "Previously Incorrect" (OPEN-ish BOOK)
*** WEEK 3 ***
UNIT 9: BASIC ACCOUNTS (Lesson) (16:13)
_____UNIT 9: Quiz with Tammy_____ (16:01)
_____UNIT 9: Quiz on your Own (OPEN BOOK)
UNIT 9: Checkpoint Exam (CLOSED BOOK)
UNIT 10: RETIREMENT ACCOUNTS (Lesson) (27:44)
_____UNIT 10: Quiz with Tammy_____ (22:45)
_____UNIT 10: Quiz on your Own (OPEN BOOK)
UNIT 10: Checkpoint Exam (CLOSED BOOK)
UNIT 11: ACCOUNT FEATURES (Lesson) (14:28)
_____UNIT 11: Quiz with Tammy_____ (12:20)
_____UNIT 11: Quiz on your Own (OPEN BOOK)
UNIT 11: Checkpoint Exam (CLOSED BOOK)
UNIT 12: ECONOMICS & ANALYSIS (Lesson) (47:48)
_____UNIT 12: Quiz with Tammy_____ (47:18)
_____UNIT 12: Quiz on your Own (OPEN BOOK)
UNIT 12: Checkpoint Exam (CLOSED BOOK)
UNIT 13: INVESTMENT RETURNS & TAXATION (Lesson) (11:45)
_____UNIT 13: Quiz with Tammy_____ (20:29)
_____UNIT 13: Quiz on your Own (OPEN BOOK)
UNIT 13: Checkpoint Exam (CLOSED BOOK)
UNITS 9-13: QBank "Previously Incorrect" (OPEN-ish BOOK)
*** WEEK 4 ***
UNIT 14: MAKING RECOMMENDATIONS (Lesson) (28:09)
_____UNIT 14: Quiz with Tammy_____ (20:51)
_____UNIT 14: Quiz on your Own (OPEN BOOK)
UNIT 14: Checkpoint Exam (CLOSED BOOK)
UNIT 15: REGISTRATION & CONTINUING EDUCATION (Lesson) (18:49)
_____UNIT 15: Quiz with Tammy_____ (23:16)
_____UNIT 15: Quiz on your Own (OPEN BOOK)
UNIT 15: Checkpoint Exam (CLOSED BOOK)
UNIT 16: GOVERNMENT REGULATORS & REGULATIONS (Lesson) (21:19)
_____UNIT 16: Quiz with Tammy_____ (20:43)
_____UNIT 16: Quiz on your Own (OPEN BOOK)
UNIT 16: Checkpoint Exam (CLOSED BOOK)
UNIT 17: SELF-REGULATORY ORGANIZATIONS (Lesson) (10:02)
_____UNIT 17: Quiz with Tammy_____ (15:26)
_____UNIT 17: Quiz on your Own (OPEN BOOK)
UNIT 17: Checkpoint Exam (CLOSED BOOK)
UNIT 18: COMMUNICATIONS (Lesson) (17:59)
_____UNIT 18: Quiz with Tammy_____ (8:52)
_____UNIT 18: Quiz on your Own (OPEN BOOK)
UNIT 18: Checkpoint Exam (CLOSED BOOK)
UNIT 19: BUSINESS ETHICS (Lesson) (23:38)
_____UNIT 19: Quiz with Tammy_____ (31:59)
_____UNIT 19: Quiz on your Own (OPEN BOOK)
UNIT 19: Checkpoint Exam (CLOSED BOOK)
UNITS 14-19: QBank "Previously Incorrect" (OPEN-ish BOOK)
*** ON THE HOME STRETCH!!! ***
TEST TAKING SKILLS ! (10:25)
Kaplan Tutorial - Part 2: Simulated Exams, Final, & Mastery (10:34)
SIMULATED EXAM (SE) #1
____SE #1: Performance Tracker & Review Weak Areas____
SIMULATED EXAM (SE) #2
____SE #2: Performance Tracker & Review Weak Areas____
SIMULATED EXAM (SE) #3
____SE #3: Performance Tracker & Review Weak Areas____
SIMULATED EXAM (SE) #4
____SE #4: Performance Tracker & Review Weak Areas____
FINRA SIE PRACTICE EXAM: Preliminary Review (5:27)
FINRA SIE PRACTICE EXAM
KAPLAN FINAL EXAM #1
____Final Exam #1: Performance Tracker & Review Weak Areas____
KAPLAN FINAL EXAM #2
____Final Exam #2: Performance Tracker & Review Weak Areas____
KAPLAN MASTERY EXAM #1
____Mastery Exam #1: Performance Tracker & Review Weak Areas____
KAPLAN MASTERY EXAM #2
____Mastery Exam #2: Performance Tracker & Review Weak Areas____
CONGRATULATIONS!!! (0:30)
Teach online with
_____UNIT 8: Quiz with Tammy_____
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