GETTING STARTED
***PART 1: UNDERSTANDING PRODUCTS & THEIR RISKS*** (33Q/44% of your test)
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UNIT 1: "EQUITIES" (Lesson) (79:54)
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_____Unit 1: Quiz with Tammy____ (55:23)
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_____Kaplan Tutorial - Part 1: Logging in & QBanks____ (21:08)
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_____Unit 1: QBanks [OPEN BOOK]____
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UNIT 2: "DEBTS" (Lesson) (92:14)
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_____Unit 2: Quiz with Tammy_____ (47:45)
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_____Unit 2: QBanks [OPEN BOOK]____
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??? How YOU Doin ??? (1:36)
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UNIT 3: "DERIVATIVES" (Lesson) (47:43)
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_____Unit 3: Quiz with Tammy_____ (33:30)
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_____Unit 3: QBanks [OPEN BOOK]____
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UNIT 4: "PACKAGED INVESTMENTS" (Lesson) (79:42)
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_____Unit 4: Quiz with Tammy_____ (30:51)
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_____Unit 4: QBanks [OPEN BOOK]____
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UNIT 5-6: "OTHER INVESTMENT VEHICLES" & "TYPES OF RISK"(Lesson) (32:09)
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_____Unit 5-6: Quiz with Tammy_____ (32:00)
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_____Unit 5: QBanks [OPEN BOOK]____
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_____UNIT 6: QBanks [OPEN BOOK]____
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UNIT 1-6: QBanks "Previously Incorrect"
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UNIT 1-6: CHECKPOINT EXAMS [CLOSED BOOK]_____
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CONGRATS! You finished PART 1 !!! (0:21)
***PART 2: KNOWLEDGE OF CAPITAL MARKETS*** (12Q/16% of your test)
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UNIT 7: SECURITIES ACT of 1933 (Lesson) (57:57)
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_____UNIT 7: Quiz with Tammy____ (37:21)
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_____UNIT 7: QBanks [OPEN BOOK]____
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UNIT 8: SECURITIES EXCHANGE ACT of 1934 (Lesson) (36:15)
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_____UNIT 8: Quiz with Tammy____ (24:34)
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_____UNIT 8: QBanks [OPEN BOOK]____
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UNIT 9-10: GOVERNMENT REGULATORS & the SROs (Lesson) (37:26)
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_____UNIT 9-10: Quiz with Tammy_____ (28:47)
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_____UNIT 9: QBanks [OPEN BOOK]____
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_____UNIT 10: QBanks [OPEN BOOK]____
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UNIT 11-15: ECONOMIC FACTORS (Lesson) (60:16)
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_____UNIT 11-15: Quiz with Tammy_____ (33:52)
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_____UNIT 11: QBanks [OPEN BOOK]____
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_____UNIT 12: QBanks [OPEN BOOK]____
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_____UNIT 13: QBanks [OPEN BOOK]____
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_____UNIT 14: QBanks [OPEN BOOK]____
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_____UNIT 15: QBanks [OPEN BOOK]____
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UNIT 7-15: QBanks "Previously Incorrect"
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UNIT 7-15: CHECKPOINT EXAMS [CLOSED BOOK]_____
***PART 3: UNDERSTANDING TRADING, CUSTOMER ACCOUNTS, & PROHIBITED ACTIVITIES*** (23Q/31% of your test)
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UNIT 16-19: UNDERSTANDING TRADING & SETTLEMENT (Lesson) (28:18)
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____UNIT 16-19: Quiz with Tammy_____ (35:57)
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_____UNIT 16: QBanks [OPEN BOOK]____
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_____UNIT 17: QBanks [OPEN BOOK]____
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_____UNIT 18: QBanks [OPEN BOOK]____
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_____UNIT 19: QBanks [OPEN BOOK]____
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UNIT 20-21: INVESTMENT RETURNS & CORPORATE ACTIONS (Lesson) (38:20)
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_____UNIT 20-21: Quiz with Tammy_____ (39:40)
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_____UNIT 20: QBanks [OPEN BOOK]____
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_____UNIT 21: QBanks [OPEN BOOK]____
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UNIT 22-24: CUSTOMER ACCOUNTS (Lesson) (55:06)
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_____UNIT 22-24: Quiz with Tammy_____ (43:56)
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_____UNIT 22: QBanks [OPEN BOOK]____
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_____UNIT 23: QBanks [OPEN BOOK]____
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_____UNIT 24: QBanks [OPEN BOOK]____
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UNIT 25-29: AML, SUITABILITY, COMMUNICATIONS, RECORD KEEPING & PROHIBITED ACTIVITIES (Lesson) (46:33)
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_____UNIT 25-29: Quiz with Tammy_____ (28:24)
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_____UNIT 25: QBanks [OPEN BOOK]____
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_____UNIT 26: QBanks [OPEN BOOK]____
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_____UNIT 27: QBanks [OPEN BOOK]____
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_____UNIT 28: QBanks [OPEN BOOK]____
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_____UNIT 29: QBanks [OPEN BOOK]____
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UNIT 16-29: QBanks "Previously Incorrect"
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UNIT 16-29: CHECKPOINT EXAMS [CLOSED BOOK]_____
***PART 4: OVERVIEW OF REGULATORY FRAMEWORK*** (7Q/9% of your test)
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UNIT 30-32: OVERVIEW OF REGULATORY FRAMEWORK (Lesson) (33:29)
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____UNIT 30-32: Quiz with Tammy_____ (28:00)
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_____UNIT 30: QBanks [OPEN BOOK]____
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_____UNIT 31: QBanks [OPEN BOOK]____
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_____UNIT 32: QBanks [OPEN BOOK]____
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UNIT 30-32: QBanks "Previously Incorrect"
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UNIT 30-32: CHECKPOINT EXAMS [CLOSED BOOK]_____
***ON THE HOME STRETCH!!! ***
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TEST TAKING SKILLS ! (10:25)
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Kaplan Tutorial - Part 2: Simulated Exams, Practice, & Mastery (10:41)
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SIMULATED EXAM (SE) #1
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____SE #1: Performance Tracker & Review Weak Areas____
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SIMULATED EXAM (SE) #2
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____SE #2: Performance Tracker & Review Weak Areas____
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SIMULATED EXAM (SE) #3
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____SE #3: Performance Tracker & Review Weak Areas____
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SIMULATED EXAM (SE) #4
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____SE #4: Performance Tracker & Review Weak Areas____
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FINRA SIE PRACTICE EXAM: Preliminary Review (5:27)
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FINRA SIE PRACTICE EXAM
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KAPLAN FINAL EXAM
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____Final Exam: Performance Tracker & Review Weak Areas____
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KAPLAN MASTERY EXAM
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____Mastery Exam: Performance Tracker & Review Weak Areas____
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CONGRATULATIONS!!! (0:30)
